SourcingSourcing

NBW CAPITAL LLC

C19
CRD 147306·SEC 801-69253·BOSTON, MA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NBW CAPITAL LLC
CRD
147306
SEC file #
801-69253
EIN
522398149
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
'20'25
$341.4M → $622.4M▲ +82%
Client mix
—

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
Other Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BLAKELY, CHRISTOPHER, MALCOLM
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BLAKELY, CHRISTOPHER, MALCOLM
WHITNEY, MICHAEL, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001512901
Edgar Registered
Yes
Edgar Filing Count
59
Edgar First Filing Date
2011-02-14
Edgar Last Filing Date
2025-08-13
Edgar 13f Count
59
Edgar 13f Latest AUM Estimate
Filing Date2025-08-13
Accession0001512901-25-000003
Edgar Former Names
TAYLOR INVESTMENT COUNSELORS LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
211 CONGRESS STREET SUITE 901BOSTON, MA 02110
Business
211 CONGRESS STREET SUITE 901BOSTON, MA 02110
Edgar EIN
522398149
Edgar Recent Filings
13F-HR2025-08-13 · 0001512901-25-000003
13F-HR2025-05-12 · 0001512901-25-000002
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4575750
Trust Company Affiliate
No

People (5)

5
BLAKELY, CHRISTOPHER, MALCOLM
IAR · Direct Owner · 37.5%
4575750
WHITNEY, MICHAEL, THOMAS
IAR · Direct Owner · 37.5%
2970097
FITZGIBBON, SEAN, PATRICK
IAR · Direct Owner · 7.5%
4345608
AIELLO, KELLIE, ANN
Executive Officer · 2.5%
6318269
BERNARD EUGENE NIEDERMEYER
IAR
4345857