SourcingSourcing

ARQ WEALTH ADVISORS, LLC

C12
CRD 147351·SEC 801-107346·SCOTTSDALE, AZ
AUM
$1.11B
$1B+
Est. Revenue
$11.1M
@ 1% on AUM
Est. EBITDA
$3.3M
@ 30% margin
Est. Deal Value
$26.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARQ WEALTH ADVISORS, LLC
CRD
147351
SEC file #
801-107346
EIN
421756345
DBA names
—

Economics

AUM
$1.11B
AUM band
$1B+
AUM trajectory
'20'26
$246.6M → $1.11B▲ +350%
Client mix
Individuals High Net Worth318
Individuals Other286
Corporations5
Pension Profit Sharing Plans2
Other1

Operations

Employees (total)
18
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
4 advisors → 9 advisors▲ +125%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
arqwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROBINSON, JAMES, NELSON
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
ROBINSON, JAMES, NELSON
SIEGEL, RICHARD, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ARQWEALTH.COM
Rdap Domain Creation Date
2014-10-14T17:29:53Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001811827
Edgar Registered
Yes
Edgar Filing Count
27
Edgar First Filing Date
2020-05-13
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
25
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001811827-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
13
Bc Firm IAR Count
13
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
8605 E. RAINTREE DR.SUITE 240SCOTTSDALE, AZ 85260
Business
8605 E. RAINTREE DR.SUITE 240SCOTTSDALE, AZ 85260
Edgar EIN
421756345
Edgar Recent Filings
13F-HR2026-05-01 · 0001811827-26-000003
13F-HR2026-02-09 · 0001811827-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-14T17:29:53Z
Rdap Domain Last Changed
2024-10-15T16:30:34Z
Rdap Nameservers
Doug.ns.cloudflare.comVeronica.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6323466
Trust Company Affiliate
No

People (13)

13
ROBINSON, JAMES, NELSON
IAR · Direct Owner · 37.5%
6323466
SIEGEL, RICHARD, ALAN
IAR · Direct Owner · 37.5%
2857109
YOCUM, GREGORY, COURTLAND
IAR · Direct Owner · 17.5%
2981407
MARINER, CARL, STEVEN
IAR · Direct Owner · 7.5%
5606261
LEE, WILLIAM, DARRELL
IAR · Executive Officer · 2.5%
4748764
Tristen Thomas Sheffler
IAR
7138236
WILLIAM Harcourt LYNN
IAR
7697198
JOSEPH CHRISTOPHER GILLIGAN
IAR
2617604
Tracy Riordan
IAR
4274722
JERAD RYAN ROSBURG
IAR
8089841
ZACHARY KENDAL POTTER
IAR
6187682
JEFFREY EDWARD SHIFFRA
IAR
3153541
Carly Marie Denial
IAR
7285305