SourcingSourcing

RIVERROCK ASSET MANAGEMENT LLC

C38
CRD 147691·SEC 801-127848·HOUSTON, TX
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIVERROCK ASSET MANAGEMENT LLC
CRD
147691
SEC file #
801-127848
EIN
465209328
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
linkedin.com/company/riverrock-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RENEGADE CAPITAL GP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
RENEGADE CAPITAL GP, LLC
SIEGEL, GABRIEL, MILES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001608025
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2014-05-27
Edgar Last Filing Date
2015-06-29
Edgar Form D Count
3
Edgar Form D Offerings
2015-06-292015-06-29 · 0001608025-15-000003
2014-05-292014-05-29 · 0001608025-14-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0607
Soi Zip Pct 200k Plus
0.0074
Soi Zip Returns 200k Plus
50
Soi Zip Total AGI
273,667
Fdic Zip Total Deposits
7,999,478,000
Fdic Zip Branch Count
184
Fdic Zip Top Banks
MetroBank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
3801 PGA BOULEVARDSUITE 600PALM BEACH GARDENS, FL 33410
Business
3801 PGA BOULEVARDSUITE 600PALM BEACH GARDENS, FL 33410
Edgar EIN
465209328
Edgar Recent Filings
D2015-06-29 · 0001608025-15-000003
D/A2014-05-29 · 0001608025-14-000002
Fdic Zip Branches Raw
MetroBank, National AssociationHouston, TX
MetroBank, National AssociationHouston, TX
Fdic Zip HHI
1278.06
Fdic Zip Top Bank Share Pct
20.81
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI38,667
Returns2,880
Stub 2
AGI75,614
Returns2,070
Stub 3
AGI60,760
Returns1,000
Soi Zip Total Business Income
11,300
Soi Zip Total Cap Gains
1,619
Soi Zip Total Dividends
507
Soi Zip Total Returns
6,760
Trust Company Affiliate
No

People (1)

1
SIEGEL, GABRIEL, MILES
Executive Officer · 2.5%
5560442