SourcingSourcing

HARTFORD FUNDS MANAGEMENT COMPANY, LLC

C22
CRD 147746·SEC 801-77209·WAYNE, PA
AUM
$152.07B
$1B+
Est. Revenue
$1.52B
@ 1% on AUM
Est. EBITDA
$456.2M
@ 30% margin
Est. Deal Value
$3.65B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARTFORD FUNDS MANAGEMENT COMPANY, LLC
CRD
147746
SEC file #
801-77209
EIN
—
DBA names
Hartford Funds

Economics

AUM
$152.07B
AUM band
$1B+
AUM trajectory
'20'26
$103.29B → $152.07B▲ +47%
Client mix
Investment Companies73
Pooled Investment Vehicles2

Operations

Employees (total)
368
Advisory staff (per ADV)
34
Advisory staff (5-yr trend)
'20'26
29 advisors → 34 advisors▲ +17%
Primary office
WAYNE PA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesSelection of other advisersOther Advisory Services
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
youtube.com/channel/ucqmhdewdzy7dzyobyesl26g

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARTFORD FUNDS MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
HARTFORD FUNDS MANAGEMENT
FROST, GREGORY, A.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hartfordfunds.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Compensation Trajectory 3y
20260
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
48
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
State Street14
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (55)

55
MELCHER, JOSEPH, GARY
IAR · Executive Officer · 2.5%
3152206
FROST, GREGORY, A.
Executive Officer · 2.5%
2864924
FURLONG, AMY, NICOLE
Executive Officer · 2.5%
4835814
GARGER, WALTER, FRANCIS
Executive Officer · 2.5%
4753411
MEYER, VERNON, JOSEPH
Executive Officer · 2.5%
2416119
Overholt, Ernie, Clark
Executive Officer · 2.5%
2335499
EDWARD JOSEPH CISOWSKI
IAR
4669391
STEPHEN J WIERBONICS
IAR
5608702
COLLEEN SWEENEY LYNCH
IAR
4998782
TIMOTHY RICHARD MURPHY
IAR
4578228
THOMAS J GRASSO
IAR
3084512
Nathan Patrick Goldman
IAR
7413702
JULIE LEE GENJAC
IAR
3089149
CINDY LUAN
IAR
6430558
KATELYN ELIZABETH DERR
IAR
6266174
Austin James Eagan
IAR
7409204
DOUGLAS MICHAEL STOCKSLAGER
IAR
4195114
DARREN ANTHONY BRICH
IAR
3022752
CASEY EDWARD MILLER
IAR
2901828
JANE DAHILL FLANIGAN
IAR
2120281
YOUNG JAE KIM
IAR
6231957
MEGAN MOONEY
IAR
4843873
Jarret Michael Shattuck
IAR
4805763
JACK ROBERT KELLY
IAR
4846880
JOSHUA DAVID GRIBBEN
IAR
5748340
JOEL ALAN COHEN
IAR
5817731
BRIAN EDWARD KRAUS
IAR
4369838
JOSEPH PAUL MILLER
IAR
5786454
JASON ROBERT SCHECHTER
IAR
5486278
CLINTON JAMES JONES
IAR
5017401
JAKE CHARLES MACLEAN
IAR
6185707
Richard L Sims
IAR
5639411
Kevin Dean Bales
IAR
5852845
MICHAEL JAMES TOBIN
IAR
2058822
DANIEL LAWRENCE MASSETTI
IAR
5749219
JESSICA JEAN LARESCA
IAR
6693533
Edward Zachary Trevino
IAR
6618263
Kurt Graham Gustafson
IAR
2770516
PETER COLWIN TAMBURRINO
IAR
3174987
MARK ANDREW STEVENS
IAR
2341339
ANTHONY R MONTEROSSO
IAR
4776350
LORI ANN MURPHY
IAR
5002594
SHEILA MARAND FOUNTAIN
IAR
7127013
Brian Francisco Medina
IAR
2819495
Michael James OConnor
IAR
6400340
Colman Peter Flanagan
IAR
6400335
JOHN ROBERT HALDEMAN
IAR
5942055
Gregory Scott Stevens
IAR
6084943
ERROL ADAM IACHINI
IAR
4673268
Gustavo Oliverto De La Roca
IAR
4515777
Bradley Robert Yocum
IAR
5844917
Henri Juhani Waltteri Pitkanen
IAR
6989618
Michael John McDonald
IAR
4707646
CURTIS JEFFREY HOPP
IAR
6329242
Andrew Wilson Tornetta
IAR
5011203