SourcingSourcing

HOURGLASS CAPITAL, LLC

B53
CRD 147754·SEC 801-69395·HOUSTON, TX
AUM
$768.9M
$500M-$1B
Est. Revenue
$7.7M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOURGLASS CAPITAL, LLC
CRD
147754
SEC file #
801-69395
EIN
262695261
DBA names
—

Economics

AUM
$768.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$438.0M → $768.9M▲ +76%
Client mix
Individuals High Net Worth69
Individuals Other28
Pension Profit Sharing Plans5

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
hourglasscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOFFET 2008 FAMILY TRUST
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
MOFFET 2008 FAMILY TRUST
MOFFET, KENNETH, ARCHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HOURGLASSCAPITAL.COM
Rdap Domain Creation Date
1999-08-30T15:33:06Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
68,723
Form 5500 Compensation Trajectory 3y
202568,723
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
68,723
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001442573
Edgar Registered
Yes
Edgar Filing Count
89
Edgar First Filing Date
2008-08-14
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
77
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001442573-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5020 MONTROSE BLVDSUITE 400HOUSTON, TX 77006
Business
5020 MONTROSE BLVDSUITE 400HOUSTON, TX 77006
Edgar EIN
262695261
Edgar Recent Filings
13F-HR2026-05-04 · 0001442573-26-000001
13F-HR2026-01-14 · 0001062993-26-000236
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-30T15:33:03Z
Rdap Domain Last Changed
2025-03-06T00:07:25Z
Rdap Nameservers
Ns93.worldnic.comNs94.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
MOFFET, KENNETH, ARCHER
IAR · Direct Owner · 37.5%
1508178
MOFFET, JOHN, HARRIS
IAR · Direct Owner · 17.5%
2259293
Moffet, Sandra, P
Direct Owner · 17.5%
8235026
MOFFET, STACEY, LEE
Direct Owner · 17.5%
8235029
JENNIFER LYNN SCHUETTE
Executive Officer · 2.5%
2759403