SourcingSourcing

COSNER FINANCIAL GROUP, LLC

C29
CRD 147942·SEC 801-95177·WINDSOR, CO
AUM
$369.8M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COSNER FINANCIAL GROUP, LLC
CRD
147942
SEC file #
801-95177
EIN
300501283
DBA names
—

Economics

AUM
$369.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$133.7M → $369.8M▲ +177%
Client mix
Individuals Other484
Individuals High Net Worth130
Corporations21

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
WINDSOR CO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
cosnerfinancialgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COSNER, RYAN, PATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COSNER, RYAN, PATRICK
NEWTON, JEREMY, CALEB
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COSNERFINANCIALGROUP.COM
Rdap Domain Creation Date
2008-09-04T17:45:52Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001674627
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2023-08-08
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001674627-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.401
Soi Zip Pct 200k Plus
0.1279
Soi Zip Returns 200k Plus
2,940
Soi Zip Total AGI
2,779,930
Fdic Zip Total Deposits
12,219,540,000
Fdic Zip Branch Count
271
Fdic Zip Top Banks
Bank of Colorado
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity6
E*trade4
Edgar Addresses
Mailing
628 MAIN STREETWINDSOR, CO 80550
Business
628 MAIN STREETWINDSOR, CO 80550
Edgar EIN
300501283
Edgar Recent Filings
13F-HR2026-05-01 · 0001674627-26-000003
13F-HR2026-01-30 · 0001674627-26-000001
Fdic Zip Branches Raw
Union Colony BankWindsor, CO
Bank of Colorado-Front RangeWindsor, CO
Fdic Zip HHI
1324.85
Fdic Zip Top Bank Share Pct
29.66
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-20T11:59:59Z
Rdap Domain Last Changed
2023-09-21T18:12:19Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI51,013
Returns4,330
Stub 2
AGI141,035
Returns3,770
Stub 3
AGI194,344
Returns3,130
Soi Zip Total Business Income
69,709
Soi Zip Total Cap Gains
194,260
Soi Zip Total Dividends
47,949
Soi Zip Total Returns
22,990
Top Owner CRD
4599362
Trust Company Affiliate
No

People (4)

4
COSNER, RYAN, PATRICK
IAR · Direct Owner · 87.5%
4599362
NEWTON, JEREMY, CALEB
IAR · Executive Officer · 2.5%
5325210
Austin James Gunsauls
IAR
7422096
JOHN HARDESTY ALPERS
IAR
2704475