SourcingSourcing

BELLWETHER INVESTMENT GROUP, LLC

C44
CRD 148114·SEC 801-69529·HIXSON, TN
AUM
$155.1M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$465K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BELLWETHER INVESTMENT GROUP, LLC
CRD
148114
SEC file #
801-69529
EIN
263034706
DBA names
—

Economics

AUM
$155.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$96.2M → $155.1M▲ +61%
Client mix
Individuals Other271
Individuals High Net Worth42

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
HIXSON TN
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/10/2026
ADV-W filed at
—
Website
focuspointefinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LINDSEY, JOHN, ALLEN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
LINDSEY, JOHN, ALLEN
RAY, LANCE, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FOCUSPOINTEFINANCIAL.COM
Rdap Domain Creation Date
2006-01-18T20:30:09Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001682454
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2016-08-18
Edgar Last Filing Date
2018-02-05
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2018-02-05
Accession0001682454-18-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
LIBERTY TOWER, SUITE 1210605 CHESTNUT STREETCHATTANOOGA, TN 37450
Business
LIBERTY TOWER, SUITE 1210605 CHESTNUT STREETCHATTANOOGA, TN 37450
Edgar EIN
263034706
Edgar Recent Filings
13F-HR/A2018-02-05 · 0001682454-18-000002
13F-HR2018-01-30 · 0001682454-18-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-18T20:30:09Z
Rdap Domain Last Changed
2025-12-20T04:57:47Z
Rdap Nameservers
Ns1.systemdns.comNs2.systemdns.comNs3.systemdns.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
2323601
Trust Company Affiliate
No

People (6)

6
WEST, CONNIE, LEE
IAR · Direct Owner · 37.5%
4066633
SUMMITT, MARTIN, DYER
IAR · Direct Owner · 37.5%
2168840
LINDSEY, JOHN, ALLEN
IAR · Direct Owner · 37.5%
2323601
RAY, LANCE, ROBERT
IAR · Direct Owner · 37.5%
3066927
Adivaraha Jayasankar
IAR
7733773
CHARLES KENNETH TREW
IAR
6022327