SourcingSourcing

NORTH PIER FIDUCIARY MANAGEMENT, LLC

C41
CRD 148128·SEC 801-69545·MARINA DEL REY, CA
AUM
$1.28B
$1B+
Est. Revenue
$12.8M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTH PIER FIDUCIARY MANAGEMENT, LLC
CRD
148128
SEC file #
801-69545
EIN
—
DBA names
—

Economics

AUM
$1.28B
AUM band
$1B+
AUM trajectory
'20'26
$1.18B → $1.28B▲ +8%
Client mix
Individuals High Net Worth15
Pension Profit Sharing Plans15
Individuals Other9

Operations

Employees (total)
15
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
MARINA DEL REY CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
npier.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRIFFIN, BRANT, JACKSON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GRIFFIN, BRANT, JACKSON
SCHEINBERG, JAMES, IRA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NPIER.COM
Rdap Domain Creation Date
2008-09-20T17:44:23Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
9
Form 5500 Total Compensation
596,439
Form 5500 Compensation Trajectory 3y
2025596,439
Form 5500 Plan Count Trajectory 3y
20259
Schedule C Total Compensation
596,439
Schedule C Service Provider Rows
9

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-20T17:44:23Z
Rdap Domain Last Changed
2024-08-22T17:41:10Z
Rdap Nameservers
Ns1.netfirms.comNs2.netfirms.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2692488
Trust Company Affiliate
No

People (7)

7
SCHEINBERG, JAMES, IRA
IAR · Direct Owner · 62.5%
2073575
GRIFFIN, BRANT, JACKSON
IAR · Direct Owner · 62.5%
2692488
FRANK DONALD SZYMANEK
IAR
4119043
Gregory Dion Metzger
IAR
6794093
Mason Hulce
IAR
8163581
COLE ALEXANDER MURPHY
IAR
8248426
VALERIA JARAMILLO ECHEVERRIA
IAR
7144962