SourcingSourcing

PCG ASSET MANAGEMENT, LLC

A68
CRD 148208·SEC 801-126371·GLADSTONE, NJ
AUM
$143.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$429K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PCG ASSET MANAGEMENT, LLC
CRD
148208
SEC file #
801-126371
EIN
364639067
DBA names
Private Client Group Asset Management

Economics

AUM
$143.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$136.6M → $143.1M▲ +5%
Client mix
Individuals Other65
Individuals High Net Worth44

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
3 advisors → 5 advisors▲ +67%
Primary office
GLADSTONE NJ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
privateclientgroupam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, DAVID, WORDLOW
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
JOHNSON, DAVID, WORDLOW
JOHNSON, CHRISTINA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PRIVATECLIENTGROUPAM.COM
Rdap Domain Creation Date
2008-11-17T22:45:43Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002054906
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-05
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001172661-26-001714

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
240 MAIN STREETBUILDING D SUITE 200GLADSTONE, NJ 07934
Business
240 MAIN STREETBUILDING D SUITE 200GLADSTONE, NJ 07934
Edgar EIN
364639067
Edgar Recent Filings
13F-HR2026-05-12 · 0001172661-26-001714
13F-HR2026-02-12 · 0001172661-26-000668
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-30T03:59:59Z
Rdap Domain Last Changed
2026-04-30T14:35:47Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1684551
Trust Company Affiliate
No

People (5)

5
JOHNSON, DAVID, WORDLOW
IAR · Direct Owner · 87.5%
1684551
JOHNSON, CHRISTINA
Direct Owner · 7.5%
7504863
LENSKOLD, KENNETH, PAUL
IAR · Executive Officer · 2.5%
1423089
Zachary Tombs
IAR
6788996
GARY PRINCE
IAR
6991085