SourcingSourcing

RWWM, INC.

C20
CRD 148221·SEC 801-69561·ROCKLIN, CA
AUM
$1.54B
$1B+
Est. Revenue
$15.4M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$36.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RWWM, INC.
CRD
148221
SEC file #
801-69561
EIN
263399805
DBA names
Roseman Wagner Wealth Management

Economics

AUM
$1.54B
AUM band
$1B+
AUM trajectory
'20'26
$452.0M → $1.54B▲ +240%
Client mix
Individuals Other307
Individuals High Net Worth273
Pension Profit Sharing Plans36
Charitable Organizations5
Pooled Investment Vehicles1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
3 advisors → 6 advisors▲ +100%
Primary office
ROCKLIN CA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rosemanwagner.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPR 2023 IRREVOCABLE TRUST DTD.
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
SPR 2023 IRREVOCABLE TRUST DTD.
TGR 2022 IRREVOCABLE TRUST DTD.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROSEMANWAGNER.COM
Rdap Domain Creation Date
2008-08-06T00:09:43Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001507683
Edgar Registered
Yes
Edgar Filing Count
102
Edgar First Filing Date
2010-12-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
58
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001507683-26-000011

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3709
Soi Zip Pct 200k Plus
0.1324
Soi Zip Returns 200k Plus
1820
Soi Zip Total AGI
1,503,110
Fdic Zip Total Deposits
6,716,237,000
Fdic Zip Branch Count
182
Fdic Zip Top Banks
Five Star Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Raymond James8
E*trade4
Edgar Addresses
Mailing
4970 ROCKLIN ROAD, SUITE 200ROCKLIN, CA 95677
Business
4970 ROCKLIN ROAD, SUITE 200ROCKLIN, CA 95677
Edgar EIN
263399805
Edgar Recent Filings
SCHEDULE 13G2026-05-15 · 0001507683-26-000014
13F-HR2026-05-04 · 0001507683-26-000011
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaRocklin, CA
U.S. Bank of CaliforniaRocklin, CA
Fdic Zip HHI
2711.15
Fdic Zip Top Bank Share Pct
38.87
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-06T00:09:43Z
Rdap Domain Last Changed
2022-09-05T07:41:46Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,136
Returns2,880
Stub 2
AGI87,391
Returns2,360
Stub 3
AGI120,724
Returns1,950
Soi Zip Total Business Income
41,614
Soi Zip Total Cap Gains
79,681
Soi Zip Total Dividends
21,544
Soi Zip Total Returns
13,750
Trust Company Affiliate
No

People (5)

5
WAGNER, AARON, JOHN
IAR · Executive Officer · 2.5%
3241563
Rex Colton Roseman
IAR
7417847
SCOTT PATRICK ROSEMAN
IAR
2491620
Michael Adam Di Dio
IAR
6849685
Sara M. Wise
IAR
6199001