SourcingSourcing

POMONA MANAGEMENT LLC

C22
CRD 148269·SEC 801-69755·NEW YORK, NY
AUM
$15.16B
$1B+
Est. Revenue
$151.6M
@ 1% on AUM
Est. EBITDA
$45.5M
@ 30% margin
Est. Deal Value
$363.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POMONA MANAGEMENT LLC
CRD
148269
SEC file #
801-69755
EIN
000000000
DBA names
Pomona Capital

Economics

AUM
$15.16B
AUM band
$1B+
AUM trajectory
'20'26
$5.34B → $15.16B▲ +184%
Client mix
Pooled Investment Vehicles21
Investment Companies1
Insurance Companies1

Operations

Employees (total)
41
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
'20'26
16 advisors → 18 advisors▲ +13%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/pomona-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOYA POMONA HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
VOYA POMONA HOLDINGS LLC
GRANOFF, MICHAEL, D
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:pomona.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001558549
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2012-10-12
Edgar Last Filing Date
2014-04-30
Edgar Form D Count
3
Edgar Form D Offerings
2014-04-302014-04-30 · 0001558549-14-000001
2013-10-112013-10-11 · 0001558549-13-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo8
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
C/O POMONA MANAGEMENT LLC780 THIRD AVENUE, 46TH FLOORNEW YORK, NY 10017
Business
C/O POMONA MANAGEMENT LLC780 THIRD AVENUE, 46TH FLOORNEW YORK, NY 10017
Edgar EIN
000000000
Edgar Recent Filings
D/A2014-04-30 · 0001558549-14-000001
D/A2013-10-11 · 0001558549-13-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (4)

4
GRANOFF, MICHAEL, D
Executive Officer · 2.5%
4298547
JANIS, FRANCIS, N.
Executive Officer · 2.5%
5613942
DARDICK, JEREMY, SETH
Executive Officer · 2.5%
6488295
STEPHENS, JOHN, CHARLES
Executive Officer · 2.5%
4530066