SourcingSourcing

FINANCIAL HARVEST, LLC

C14
CRD 148271·SEC 801-112271·WINTER PARK, FL
AUM
$557.4M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL HARVEST, LLC
CRD
148271
SEC file #
801-112271
EIN
202935721
DBA names
Financial Harvest Wealth Advisors

Economics

AUM
$557.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$134.9M → $557.4M▲ +313%
Client mix
Individuals High Net Worth169
Individuals Other151

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
WINTER PARK FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
facebook.com/financialharvest(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WITTER, DAVID, ALAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WITTER, DAVID, ALAN
WITTER, NANCY, KATHRYN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:harvest.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002052933
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-03
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001705819-26-000035

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1091 WEST MORSE BOULEVARDSUITE 200WINTER PARK, FL 32608
Business
1091 WEST MORSE BOULEVARDSUITE 200WINTER PARK, FL 32608
Edgar EIN
202935721
Edgar Recent Filings
13F-HR2026-05-05 · 0001705819-26-000035
13F-HR2026-02-10 · 0001705819-26-000020
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4519401
Trust Company Affiliate
No

People (7)

7
WITTER, NANCY, KATHRYN
IAR · Direct Owner · 37.5%
4553458
WITTER, DAVID, ALAN
IAR · Direct Owner · 37.5%
4519401
WILLIAMS, KELLEN, HINDRY
IAR · Executive Officer · 2.5%
6626126
Josiah Bryce Martin
IAR
7989951
Samson Scott Streachek
IAR
8239363
DANICA NICOLE BOLTON
IAR
6707164
NICOLE KRISTINE HALWEG
IAR
4859021