OLD WEST INVESTMENT MANAGEMENT, LLC

C26
CRD 148343·SEC 801-69604·LOS ANGELES, CA
AUM
$915.7M
$500M-$1B
Est. Revenue
$9.2M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$22.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OLD WEST INVESTMENT MANAGEMENT, LLC
CRD
148343
SEC file #
801-69604
EIN
263225082
DBA names

Economics

AUM
$915.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$175.7M → $915.7M▲ +421%
Client mix
Individuals High Net Worth735
Individuals Other53
Corporations48
Pooled Investment Vehicles6

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
LOS ANGELES CA
Branches

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOSKOVICH, JOSEPH, MICHAEL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BOSKOVICH, JOSEPH, MICHAEL
BOSKOVICH, JOSEPH, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OLDWESTIM.COM
Rdap Domain Creation Date
2008-09-13T07:22:52Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001450413
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2008-11-12
Edgar Last Filing Date
2025-06-09
Edgar Form D Count
21
Edgar Form D Offerings
2025-06-092025-06-09 · 0001941040-25-000327
2024-06-142024-06-14 · 0001450413-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Goldman Sachs18
Charles Schwab6
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
601 SOUTH FIGUEROA STREETSUITE 1975LOS ANGELES, CA 90017
Business
601 SOUTH FIGUEROA STREETSUITE 1975LOS ANGELES, CA 90017
Edgar EIN
263225082
Edgar Recent Filings
D/A2025-06-09 · 0001941040-25-000327
D/A2024-06-14 · 0001450413-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-13T07:22:52Z
Rdap Domain Last Changed
2023-08-29T22:57:11Z
Rdap Nameservers
Ns4.wixdns.netNs5.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4445041
Trust Company Affiliate
No