SourcingSourcing

HFG WEALTH MANAGEMENT, LLC

C47
CRD 148406·SEC 801-69751·THE WOODLANDS, TX
AUM
$505.6M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HFG WEALTH MANAGEMENT, LLC
CRD
148406
SEC file #
801-69751
EIN
270508023
DBA names
—

Economics

AUM
$505.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$314.7M → $505.6M▲ +61%
Client mix
Individuals Other255
Individuals High Net Worth174
Charitable Organizations7
Corporations6

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
THE WOODLANDS TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
hfgwm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARVEY, LARRY, ARLEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HARVEY, LARRY, ARLEN
Bates, Kathryn, Louise
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HFGWM.COM
Rdap Domain Creation Date
2009-07-01T15:09:00Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002027836
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2024-06-28
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001214659-26-004981

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1790 HUGHES LANDING BLVDSUITE 575THE WOODLANDS, TX 77380
Business
1790 HUGHES LANDING BLVDSUITE 575THE WOODLANDS, TX 77380
Edgar EIN
270508023
Edgar Recent Filings
13F-HR2026-04-23 · 0001214659-26-004981
13F-HR2026-01-16 · 0001214659-26-000528
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-07-01T15:09:00Z
Rdap Domain Last Changed
2024-12-13T17:26:50Z
Rdap Nameservers
Ns33.worldnic.comNs34.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1483362
Trust Company Affiliate
No

People (6)

6
HARVEY, LARRY, ARLEN
IAR · Direct Owner · 87.5%
1483362
Bates, Kathryn, Louise
IAR · Executive Officer · 2.5%
7301485
PIZZUTELLO, HENRY, JOHN
IAR · Executive Officer · 2.5%
1426098
Matthew Thomas Harvey
IAR
6906351
JACOB N. GUINN
IAR
4228149
Scott Clifton Francis
IAR
5537436