SourcingSourcing

NORTH FORTY TWO & CO.

A68
CRD 148417·SEC 801-122226·LAKE OSWEGO, OR
AUM
$167.9M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$504K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTH FORTY TWO & CO.
CRD
148417
SEC file #
801-122226
EIN
—
DBA names
—

Economics

AUM
$167.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$119.5M → $167.9M▲ +40%
Client mix
Individuals High Net Worth44
Individuals Other30

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
LAKE OSWEGO OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
twitter.com/northfortytwo?lang=en(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROSS, WILLIAM, LAWRENCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ROSS, WILLIAM, LAWRENCE
DOW, WHITNEY, EAGLES
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:northforty.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2177428
Trust Company Affiliate
No

People (2)

2
ROSS, WILLIAM, LAWRENCE
IAR · Direct Owner · 87.5%
2177428
DOW, WHITNEY, EAGLES
Executive Officer · 2.5%
2947375