SourcingSourcing

NEWBURY CAPITAL MANAGEMENT, LLC

A65
CRD 148516·SEC 801-110353·SOUTH PASADENA, CA
AUM
$154.1M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$462K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEWBURY CAPITAL MANAGEMENT, LLC
CRD
148516
SEC file #
801-110353
EIN
—
DBA names
—

Economics

AUM
$154.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$126.9M → $154.1M▲ +21%
Client mix
Individuals Other343
Individuals High Net Worth87
Charitable Organizations4
Pension Profit Sharing Plans3

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
SOUTH PASADENA CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
newburyllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAM, JON, CHRISTOPHER
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
LAM, JON, CHRISTOPHER
SNEDDON, STUART, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWBURYLLC.COM
Rdap Domain Creation Date
2009-06-02T03:43:54Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
8,310
Form 5500 Compensation Trajectory 3y
20258,310
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
8,310
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-02T03:43:54Z
Rdap Domain Last Changed
2024-06-05T22:45:54Z
Rdap Nameservers
Ns03.domaincontrol.comNs04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1860840
Trust Company Affiliate
No

People (5)

5
SNEDDON, STUART, MICHAEL
IAR · Direct Owner · 37.5%
2038208
LAM, JON, CHRISTOPHER
IAR · Direct Owner · 37.5%
1860840
BARNETT, EDWARD
IAR · Direct Owner · 7.5%
4228017
PEREIASLAVTSEV, ANTON
Direct Owner · 7.5%
4039701
KEITH DOUGLAS WEINBAUM
IAR
4293482