SourcingSourcing

SANDERS BOOZE CAPITAL ADVISORS, LLC

C31
CRD 148651·SEC 801-69729·OVERLAND PARK, KS
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SANDERS BOOZE CAPITAL ADVISORS, LLC
CRD
148651
SEC file #
801-69729
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Other Advisory Services
Fee basis
Fixed feesOther Compensation

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SANDERS, BOOZE & COMPANY, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SANDERS, BOOZE & COMPANY, INC.
BOOZE, JONATHAN, LAWRENCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
125266
Trust Company Affiliate
No

People (3)

3
SANDERS, BOOZE & COMPANY, INC.
Direct Owner · 87.5%
125266
BOOZE, JONATHAN, LAWRENCE
IAR · Executive Officer · 2.5%
2254390
SANDERS, RONALD, NELSON
IAR · Executive Officer · 2.5%
2096347