OLD NORTH STATE WEALTH MANAGEMENT, LLC

C37
CRD 148659·SEC 801-69690·WILMINGTON, NC
AUM
$452.6M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OLD NORTH STATE WEALTH MANAGEMENT, LLC
CRD
148659
SEC file #
801-69690
EIN
262681329
DBA names

Economics

AUM
$452.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$169.9M → $452.6M▲ +166%
Client mix
Individuals Other360
Individuals High Net Worth111
Corporations9
Charitable Organizations3
Pension Profit Sharing Plans1

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
WILMINGTON NC
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/17/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KNOTT, PAUL, DANIEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KNOTT, PAUL, DANIEL
ANNECHIARICO, DANIELLE, N
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:oldnorth.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002041262
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2024-10-24
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0002041262-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
1430 COMMONWEALTH DRIVESUITE 200WILMINGTON, NC 28403
Business
1430 COMMONWEALTH DRIVESUITE 200WILMINGTON, NC 28403
Edgar EIN
262681329
Edgar Recent Filings
13F-HR2026-04-17 · 0002041262-26-000002
13F-HR2026-01-23 · 0002041262-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2958392
Trust Company Affiliate
No