SourcingSourcing

SUMMA GLOBAL ADVISORS, LLC

B59
CRD 148713·SEC 801-71249·CLACKAMAS, OR
AUM
$144.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$432K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUMMA GLOBAL ADVISORS, LLC
CRD
148713
SEC file #
801-71249
EIN
—
DBA names
—

Economics

AUM
$144.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$159.7M → $144.1M▼ -10%
Client mix
Individuals Other84
Individuals High Net Worth41

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
CLACKAMAS OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
facebook.com/summaglobal(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SUMMA GLOBAL HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SUMMA GLOBAL HOLDINGS, INC.
TUCKER, VALERIE, RUTH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:summaglobal.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
YU, WAI NGAN, HENRY
IAR · Executive Officer · 2.5%
5194234
TUCKER, VALERIE, RUTH
IAR · Executive Officer · 2.5%
6733356