SourcingSourcing

SAA ADVISORS, INC.

C26
CRD 148763·SEC 801-69727·BELLEVUE, WA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAA ADVISORS, INC.
CRD
148763
SEC file #
801-69727
EIN
—
DBA names
Strategic Asset Alliance

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Insurance Companies15
Other5

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
BELLEVUE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingSelection of other advisersEducational Seminars Workshops
Fee basis
Fixed fees

Filings

Latest ADV filing
01/13/2026
ADV-W filed at
—
Website
saai.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COGERT, ALTON, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COGERT, ALTON, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SAAI.COM
Rdap Domain Creation Date
1995-08-11T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-08-10T04:00:00Z
Rdap Domain Last Changed
2024-06-11T06:41:38Z
Rdap Nameservers
Ns39.worldnic.comNs40.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5612068
Trust Company Affiliate
No

People (4)

4
COGERT, ALTON, ROBERT
IAR · Direct Owner · 87.5%
5612068
LUCY MARIE RIMSKY
IAR
3270029
Nataniel Paul Simon
IAR
7310834
DANIEL GABRIEL SMERECK
IAR
6868806