SourcingSourcing

THOMAS STORY AND SON LLC

B63
CRD 148774·SEC 801-69744·PLYMOUTH, IN
AUM
$328.2M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$985K
@ 30% margin
Est. Deal Value
$7.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THOMAS STORY AND SON LLC
CRD
148774
SEC file #
801-69744
EIN
800255551
DBA names
—

Economics

AUM
$328.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$210.0M → $328.2M▲ +56%
Client mix
Individuals High Net Worth28
Individuals Other11

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
PLYMOUTH IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
storyandson.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STORY, THOMAS, HERBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
STORY, THOMAS, HERBERT
LOLLINO, MICHAEL, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STORYANDSON.COM
Rdap Domain Creation Date
2007-06-08T21:23:12Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001505207
Edgar Registered
Yes
Edgar Filing Count
67
Edgar First Filing Date
2011-02-10
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
65
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001505207-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1704
Soi Zip Pct 200k Plus
0.0316
Soi Zip Returns 200k Plus
350
Soi Zip Total AGI
731,334
Fdic Zip Total Deposits
11,595,161,000
Fdic Zip Branch Count
229
Fdic Zip Top Banks
1st Source Bank
First Federal Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade5
Fidelity4
Edgar Addresses
Mailing
PO BOX 71CULVER, IN 46511
Business
PO BOX 71CULVER, IN 46511
Edgar EIN
800255551
Edgar Recent Filings
13F-HR2026-05-06 · 0001505207-26-000002
13F-HR2026-01-26 · 0001505207-26-000001
Fdic Zip Branches Raw
Valley American Bank and Trust CompanyPlymouth, IN
First Federal Savings BankPlymouth, IN
Fdic Zip HHI
2482.86
Fdic Zip Top Bank Share Pct
42.94
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-06-08T21:23:12Z
Rdap Domain Last Changed
2022-09-05T07:21:32Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI37,589
Returns3,290
Stub 2
AGI104,315
Returns2,790
Stub 3
AGI123,874
Returns2,010
Soi Zip Total Business Income
18,035
Soi Zip Total Cap Gains
20,578
Soi Zip Total Dividends
8,412
Soi Zip Total Returns
11,090
Top Owner CRD
726004
Trust Company Affiliate
No

People (3)

3
STORY, THOMAS, HERBERT
IAR · Direct Owner · 87.5%
726004
LOLLINO, MICHAEL, STEVEN
Executive Officer · 2.5%
2931720
DAVID THOMAS STORY
IAR
5004314