SourcingSourcing

CAPWEALTH ADVISORS, LLC

C34
CRD 148781·SEC 801-69908·FRANKLIN, TN
AUM
$2.03B
$1B+
Est. Revenue
$20.3M
@ 1% on AUM
Est. EBITDA
$6.1M
@ 30% margin
Est. Deal Value
$48.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPWEALTH ADVISORS, LLC
CRD
148781
SEC file #
801-69908
EIN
263565415
DBA names
—

Economics

AUM
$2.03B
AUM band
$1B+
AUM trajectory
'20'26
$1.07B → $2.03B▲ +90%
Client mix
Individuals Other1,041
Individuals High Net Worth366
Charitable Organizations22

Operations

Employees (total)
19
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
8 advisors → 11 advisors▲ +38%
Primary office
FRANKLIN TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
twitter.com/capwealthmgt(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPWEALTH GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CAPWEALTH GROUP, LLC
PAGLIARA, TIMOTHY, JUDE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:capwealth.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
73,169
Form 5500 Compensation Trajectory 3y
202573,169
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
73,169
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001531809
Edgar Registered
Yes
Edgar Filing Count
72
Edgar First Filing Date
2012-01-27
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
70
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001531809-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
Charles Schwab10
E*trade4
Edgar Addresses
Mailing
4031 ASPEN GROVE DRSUITE 600FRANKLIN, TN 37067
Business
4031 ASPEN GROVE DRSUITE 600FRANKLIN, TN 37067
Edgar EIN
263565415
Edgar Recent Filings
13F-HR2026-05-05 · 0001531809-26-000004
13F-HR/A2026-02-06 · 0001531809-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (12)

12
HITT, RYAN, JOSEPH
IAR · Executive Officer · 2.5%
2568736
VENABLE, PHOEBE, JONES
IAR · Executive Officer · 2.5%
4627185
PAGLIARA, TIMOTHY, JUDE
IAR · Executive Officer · 2.5%
733637
Michael Harrison Vaught
IAR
7650492
TRACY ANN OLIVE
IAR
2074739
Blake Edward Harrison
IAR
8122816
JENNIFER Pagliara Horton
IAR
5547067
Caleb Andrew Alexander
IAR
8045869
JASON A KRUEGER
IAR
6496557
DREW King O'CONNOR
IAR
5933211
Hillary Marie Stalker
IAR
6767918
Michael Dean Shahan
IAR
6887249