SourcingSourcing

SEMINOLE ADVISORY SERVICES, LLC

B63
CRD 148975·SEC 801-69775·BELLAIR BLUFFS, FL
AUM
$242.5M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$728K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEMINOLE ADVISORY SERVICES, LLC
CRD
148975
SEC file #
801-69775
EIN
—
DBA names
—

Economics

AUM
$242.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$322.9M → $242.5M▼ -25%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
BELLAIR BLUFFS FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
seminolefs.com/advisory-services

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SEMINOLE HOLDINGS GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
SEMINOLE HOLDINGS GROUP, LLC
BANKS, ROBERT, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SEMINOLEFS.COM
Rdap Domain Creation Date
2021-09-21T19:25:09Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-21T19:25:09Z
Rdap Domain Last Changed
2025-08-25T15:41:51Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
BANKS, ROBERT, JOSEPH
Executive Officer · 2.5%
1879397
DIAZ, CHRISTOPHER, GERARD
Executive Officer · 2.5%
5133692
DUNLOP, KRISTOPHER, ADAMS
Executive Officer · 2.5%
7090054
FETTER, TIMOTHY, SAMUEL
Executive Officer · 2.5%
3154552