SourcingSourcing

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

C27
CRD 149018·SEC 801-69815·SAINT PETERSBURG, FL
AUM
$390.04B
$1B+
Est. Revenue
$3.90B
@ 1% on AUM
Est. EBITDA
$1.17B
@ 30% margin
Est. Deal Value
$9.36B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD
149018
SEC file #
801-69815
EIN
592937883
DBA names
—

Economics

AUM
$390.04B
AUM band
$1B+
AUM trajectory
'20'26
$117.64B → $390.04B▲ +232%
Client mix
Individuals Other402,577
Individuals High Net Worth91,402
Pension Profit Sharing Plans8,500
Corporations5,554
Banking Institutions203

Operations

Employees (total)
9,675
Advisory staff (per ADV)
6,024
Advisory staff (5-yr trend)
'20'26
5,154 advisors → 6,024 advisors▲ +17%
Primary office
SAINT PETERSBURG FL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jamesmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
instagram.com/raymondjames(social)

Compliance

Disclosures (firm)
10
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RAYMOND JAMES FINANCIAL, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
RAYMOND JAMES FINANCIAL, INC.
BARLOW, RONICE, L.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
289
Form 5500 Total Compensation
11,445,349
Form 5500 Compensation Trajectory 3y
202511,068,096
2026377,253
Form 5500 Plan Count Trajectory 3y
2025277
202612
Schedule C Total Compensation
11,445,349
Schedule C Service Provider Rows
289

SEC EDGAR

Edgar Cik
0001462284
Edgar Registered
Yes
Edgar Filing Count
80
Edgar First Filing Date
2009-04-24
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
64
Edgar 13f Latest AUM Estimate
Filing Date2024-10-18
Accession0001084208-24-000023

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
48
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Window
Raymond James4
Full
Raymond James104
E*trade4
Edgar Addresses
Mailing
880 CARILLON PARKWAYST. PETERSBURG, FL 33716
Business
880 CARILLON PARKWAYST. PETERSBURG, FL 33716
Edgar EIN
592937883
Edgar Recent Filings
13F-NT2026-05-14 · 0001462284-26-000006
SCHEDULE 13G2026-04-07 · 0001462284-26-000005
Fee Schedule
Bracket I36
Bracket Ix36
Bracket Ii10
Bracket Xii7
Bracket Xi5
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (60)

60
BARLOW, RONICE, L.
Executive Officer · 2.5%
2317475
BRIGMAN, DOUGLAS, CLARK
Executive Officer · 2.5%
5562521
CURTIS, SCOTT
Executive Officer · 2.5%
1707935
ELWYN, TASHTEGO, SPRING
Executive Officer · 2.5%
2319098
GUICE, BROCK, AARON
Executive Officer · 2.5%
2898784
KRUCHTEN, STEPHEN, EDWARD
Executive Officer · 2.5%
1645287
Martin, Philip, Roger
Executive Officer · 2.5%
2613565
RUST, KEITH, GREGORY
Executive Officer · 2.5%
5915636
Bell, Kirk, Edward
Executive Officer · 2.5%
3256377
SANTELLI, JONATHAN
Executive Officer · 2.5%
6306997
MICHAEL DAVIS HUSSEY
IAR
4401300
JENNIFER LYN WILLIAMS
IAR
4389894
TAMMY LEE WINTERFELD
IAR
1634384
MARK WILLIAM GOWEN
IAR
4075324
Corbin Warren Kitzinger
IAR
4217670
JAMES PAUL KEFALAS
IAR
4200176
ERIC COALSON SAMS
IAR
4305094
TROY CHRISTOPHER KIMBALL
IAR
6436484
Grant Joseph Goering
IAR
7309288
MARK I HIRAMOTO
IAR
5563385
JODY LANE
IAR
3003166
DONALD VERL HERSHBERGER
IAR
4587394
MARCIA S WOLLY
IAR
4661909
JEFFREY WAYNE TERAN
IAR
4706241
NANCY LESLIE-SCANLON MALONE
IAR
5100962
Elizabeth Suzanne Emmons
IAR
5400099
Claudia Marie King
IAR
5530474
TOBIAS ALAN KING
IAR
5564586
Valentina Everhart
IAR
5189170
GREGORY JOSEF HOLLANDER
IAR
6015372
Ascenza D Meyer
IAR
5859128
MEGAN LYNN MYERS
IAR
6276949
Ian Simon Beresford
IAR
5489853
MICHAEL RICHARD MERTEN
IAR
5596484
KRISTINA CAROL GILLEY
IAR
5211491
TAMMY JEAN GADDES
IAR
6403569
HEATHER LYNN WEBB
IAR
6388888
JOSEPH DANIEL WOODLAND
IAR
6250762
JEE EUN LEE
IAR
5776359
DYLAN THOMAS BAKER
IAR
6232908
Colby Jones Eckert
IAR
5788822
JON ARTHUR LENTON
IAR
6807437
TREVOR CRAWFORD NUNN
IAR
7032174
RANDGUEM ELWOOD BAKER
IAR
4575029
Angela Marie Duraine
IAR
7454201
SEAN ADAM NATHANIEL SHARPE
IAR
1935313
GREGORY KENT KROKSTROM
IAR
2436693
BRADLEY CLARK RAMBO
IAR
2324894
JOHN COSTANTINO
IAR
2320113
Robert Dennis Blenis
IAR
2451275
RICHARD BRANDON BARKER
IAR
2454397
PAUL GERARD COLDAGELLI
IAR
2392101
ROBERT HENRY COLE
IAR
1684430
PETER FRANKLIN BINASKI
IAR
1526692
GREEKLY LEONARD GATES
IAR
1533729
JOHN CAMERON LIPAJ
IAR
1406284
JOHN WILLIAM BOWMAN
IAR
1363569
TIM ALAN BANKS
IAR
1803633
MICHAEL WAYNE BISHOP
IAR
2080104
THOMAS A WALSH
IAR
2116470