SourcingSourcing

WOLF RIVER CAPITAL MANAGEMENT, LLC

C32
CRD 149038·SEC 801-69844·MEMPHIS, TN
AUM
$328.7M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$986K
@ 30% margin
Est. Deal Value
$7.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOLF RIVER CAPITAL MANAGEMENT, LLC
CRD
149038
SEC file #
801-69844
EIN
000000000
DBA names
—

Economics

AUM
$328.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$197.6M → $328.7M▲ +66%
Client mix
Pooled Investment Vehicles24
Charitable Organizations2
Corporations1

Operations

Employees (total)
8
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
7 advisors → 7 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
wolfrivercap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUNCAN, DOUGLAS, BRIAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
DUNCAN, DOUGLAS, BRIAN
HOWE, RICHARD, DAVIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WOLFRIVERCAP.COM
Rdap Domain Creation Date
2008-09-09T15:52:20Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001509866
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2011-01-21
Edgar Last Filing Date
2014-07-31
Edgar Form D Count
5
Edgar Form D Offerings
2014-07-312014-07-31 · 0001315863-14-000465
2014-01-222014-01-22 · 0001315863-14-000037

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity4
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
WALKER HOUSE87 MARY STREETGEORGE TOWN, E9, KY1-9001
Business
WALKER HOUSE87 MARY STREETGEORGE TOWN, E9, KY1-9001
Edgar EIN
000000000
Edgar Recent Filings
D/A2014-07-31 · 0001315863-14-000465
D/A2014-01-22 · 0001315863-14-000037
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-28T03:59:59Z
Rdap Domain Last Changed
2024-07-28T11:10:18Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2777253
Trust Company Affiliate
No

People (7)

7
DUNCAN, DOUGLAS, BRIAN
Direct Owner · 37.5%
2777253
HOWE, RICHARD, DAVIS
Direct Owner · 37.5%
1170701
WINGETT, JAMES, DUNCAN
Direct Owner · 37.5%
3150351
STROUD, GINA, CONN
Direct Owner · 17.5%
1411242
RENOVICH, WILLIAM, ROBERT
Direct Owner · 7.5%
3269926
GERBER, JANET, HELEN
Executive Officer · 2.5%
4780609
LEE, BETH, GUNN
Executive Officer · 2.5%
4346549