KRILOGY FINANCIAL LLC

CRD

149046

SEC file #

801-69838

EIN

263835498

DBA names

Krilogy

Economics

AUM

$5.20B

AUM band

$1B+

AUM trajectory

'20 · $1.01B

'21 · $1.29B

'22 · $1.70B

'23 · $1.96B

'25 · $4.95B

'26 · $5.20B

'20'26

$1.01B → $5.20B▲ +412%

sec adv history

Client mix

Individuals Other	1,940
Individuals High Net Worth	1,121
Pension Profit Sharing Plans	132
Corporations	11

Operations

Employees (total)

103

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 35 advisors

'21 · 33 advisors

'22 · 39 advisors

'23 · 43 advisors

'25 · 56 advisors

'26 · 65 advisors

'20'26

35 advisors → 65 advisors▲ +86%

sec adv history

Primary office

ST. LOUIS MO

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/31/2026

twitter.com/krilogy(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

KRILOGY, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

KRILOGY, LLC

Fernandez, Brian, Joseph

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:krilogy.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

363,848

Form 5500 Compensation Trajectory 3y

2025	273,608
2026	90,240

Form 5500 Plan Count Trajectory 3y

2025	13
2026	1

Schedule C Total Compensation

363,848

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001659047

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2015-11-25

Edgar Last Filing Date

2026-04-17

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-17

Accession0001659047-26-000004

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

275 N. LINDBERGH BLVDSUITE 20ST. LOUIS, MO 63141

Business

275 N. LINDBERGH BLVDSUITE 20ST. LOUIS, MO 63141

Edgar EIN

263835498

Edgar Recent Filings

13F-HR2026-04-17 · 0001659047-26-000004

13F-HR2026-01-27 · 0001659047-26-000002

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (52)

SKORNIA, KENT, SCOTT

4497076

LEWIS, THOMAS, JOSEPH

IAR · Executive Officer · 2.5%

5951077

Fernandez, Brian, Joseph

IAR · Executive Officer · 2.5%

4767507

LEWIS, MARK, BRINLEY

Executive Officer · 2.5%

4561231

JOHN MICHAEL MCARTHUR

Executive Officer · 2.5%

4389397

Zachary Thomas Unnerstall

7948073

Daniel Patrick Reilly

ANDREW THOMAS FORRESTER

6357364

KEVIN MICHAEL REYNOLDS

DANIEL JOSEPH HENRICHS

JEFFREY ALBERT HERCULES

Joshua Edward Willbrand

KRISTIN ELIZABETH FOMON

LUCAS EDWARD NIKOLAISEN

Mason Vincent Cochran

Michael Shelby Barbercheck

8141910

Meghan Marie Dorsey Abeln

JACOB DANIEL STEINGRUBEY

5548658

JAMES JACKSON LOGSDON JR

3023445

BRYCE MORGAN DALRYMPLE

RYAN ANDREW ZABROWSKI

4203094

JOSEPH THOMAS MARTINEZ

JEFFREY THOMAS SKORNIA

5819585

Francisco Jose Sanchez

6700012

PATRICK MICHAEL BRITT

4929728

GENEEN MARIE VON KLOHA

DEVON VINCENT FLUSHING

6134963

STEPHEN JOSEPH EIFLER