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TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

C45
CRD 149101·SEC 801-70802·LOOKOUT MOUNTAIN, TN
AUM
$314.2M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$942K
@ 30% margin
Est. Deal Value
$7.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC
CRD
149101
SEC file #
801-70802
EIN
—
DBA names
—

Economics

AUM
$314.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$112.3M → $314.2M▲ +180%
Client mix
Individuals High Net Worth42
Charitable Organizations3
Pooled Investment Vehicles2

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
LOOKOUT MOUNTAIN TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TEMPLETON, LAUREN, CORTNEY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TEMPLETON, LAUREN, CORTNEY
PHILLIPS, DAVID, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6061
Soi Zip Pct 200k Plus
0.4343
Soi Zip Returns 200k Plus
430
Soi Zip Total AGI
597,510
Fdic Zip Total Deposits
1,021,376,000
Fdic Zip Branch Count
32
Fdic Zip Top Banks
SunTrust Bank
Truist Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity12
E*trade4
State Street2
Fdic Zip Branches Raw
American National Bank and Trust Company of ChattanoogaLookout Mountain, TN
American National Bank and Trust Company of ChattanoogaLookout Mountain, TN
Fdic Zip HHI
4547.09
Fdic Zip Top Bank Share Pct
59.72
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI1,617
Returns170
Stub 2
AGI3,083
Returns90
Stub 3
AGI4,569
Returns70
Soi Zip Total Business Income
22,678
Soi Zip Total Cap Gains
149,484
Soi Zip Total Dividends
26,403
Soi Zip Total Returns
990
Top Owner CRD
3142189
Trust Company Affiliate
No

People (2)

2
TEMPLETON, LAUREN, CORTNEY
Direct Owner · 87.5%
3142189
PHILLIPS, DAVID, SCOTT
Executive Officer · 2.5%
3229474