SourcingSourcing

RGA INVESTMENT ADVISORS, LLC

B55
CRD 149171·SEC 801-121126·GREAT NECK, NY
AUM
$101.1M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$303K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RGA INVESTMENT ADVISORS, LLC
CRD
149171
SEC file #
801-121126
EIN
814413932
DBA names
—

Economics

AUM
$101.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$106.7M → $101.1M▼ -5%
Client mix
Individuals Other80
Individuals High Net Worth19
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
3 advisors → 4 advisors▲ +33%
Primary office
GREAT NECK NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
rgaia.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GILBERT, JASON, MATTHEW
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GILBERT, JASON, MATTHEW
TURNER, ELLIOT, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RGAIA.COM
Rdap Domain Creation Date
2009-01-22T14:27:59Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001749107
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2018-08-06
Edgar Last Filing Date
2025-07-24
Edgar Form D Count
8
Edgar Form D Offerings
2025-07-242025-07-24 · 0001749107-25-000002
2024-07-242024-07-24 · 0001749107-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab30
E*trade4
Interactive Brokers2
Edgar Addresses
Mailing
243 TRESSER BOULEVARD, 17TH FLSTAMFORD, CT 06901
Business
243 TRESSER BOULEVARD, 17TH FLSTAMFORD, CT 06901
Edgar EIN
814413932
Edgar Recent Filings
D/A2025-07-24 · 0001749107-25-000002
D/A2024-07-24 · 0001749107-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-04T11:59:59Z
Rdap Domain Last Changed
2026-05-05T14:11:35Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
5644266
Trust Company Affiliate
No

People (3)

3
TURNER, ELLIOT, J
IAR · Direct Owner · 62.5%
5593722
GILBERT, JASON, MATTHEW
IAR · Direct Owner · 62.5%
5644266
KING, RYAN, S
IAR · Direct Owner · 7.5%
6813359