BERKELEY CAPITAL MANAGEMENT, LLC

CRD

149229

SEC file #

801-132716

EIN

911175091

DBA names

—

Economics

AUM

$128.5M

AUM band

$100M-$500M

AUM trajectory

'25 · $100.0M

'26 · $128.5M

'25'26

$100.0M → $128.5M▲ +28%

sec adv history

Client mix

Individuals Other	322
Individuals High Net Worth	32
Corporations	10
Charitable Organizations	6

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 2 advisors

'26 · 3 advisors

'25'26

2 advisors → 3 advisors▲ +50%

sec adv history

Primary office

ELLSWORTH KS

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individuals

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/12/2026

berkeleycapitalmanagement.com

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

RYAN AND AMBER PESCHKA TRUST

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

RYAN AND AMBER PESCHKA TRUST

PESCHKA, AMBER, RUTH

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BERKELEYCAPITALMANAGEMENT.COM

Rdap Domain Creation Date

2011-12-26T22:56:45Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

15,858,512

Form 5500 Compensation Trajectory 3y

2025	15,858,512

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

15,858,512

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0000721204

Edgar Registered

Yes

Edgar Filing Count

105

Edgar First Filing Date

1999-05-10

Edgar Last Filing Date

2016-04-29

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2016-04-29

Accession0000950123-16-016085

Edgar Former Names

RUSSELL FRANK CO

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.197

Soi Zip Pct 200k Plus

0.0379

Soi Zip Returns 200k Plus

Soi Zip Total AGI

85,695

Fdic Zip Total Deposits

3,185,412,000

Fdic Zip Branch Count

128

Fdic Zip Top Banks

Citizens State Bank and Trust Co., Ellsworth, Kansas

First Bank Kansas

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

1301 SECOND AVENUE18TH FLOORSEATTLE, WA 98101

Business

1301 SECOND AVENUE18TH FLOORSEATTLE, WA 98101

Edgar EIN

911175091

Edgar Recent Filings

13F-HR2016-04-29 · 0000950123-16-016085

13F-HR2016-01-27 · 0000950123-16-013074

Fdic Zip Branches Raw

Citizens State Bank and Trust Co., Ellsworth, KansasEllsworth, KS

Fdic Zip HHI

5417.21

Fdic Zip Top Bank Share Pct

68.23

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2029-06-05T11:59:59Z

Rdap Domain Last Changed

2024-06-05T18:28:43Z

Rdap Nameservers

Ns69.domaincontrol.comNs70.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	4,482
Returns	380

Stub 2

AGI	11,003
Returns	300

Stub 3

AGI	14,424
Returns	230

Soi Zip Total Business Income

2034

Soi Zip Total Cap Gains

3,906

Soi Zip Total Dividends

1,581

Soi Zip Total Returns

1,320

Trust Company Affiliate