SourcingSourcing

P. SCHOENFELD ASSET MANAGEMENT LP

C42
CRD 149236·SEC 801-69914·NEW YORK, NY
AUM
$532.2M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
P. SCHOENFELD ASSET MANAGEMENT LP
CRD
149236
SEC file #
801-69914
EIN
000000000
DBA names
—

Economics

AUM
$532.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$2.65B → $532.2M▼ -80%
Client mix
Pooled Investment Vehicles12

Operations

Employees (total)
12
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
21 advisors → 4 advisors▼ -81%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
psam.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHOENFELD, PETER, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
SCHOENFELD, PETER, MICHAEL
GREENWALD, CAROLINE,
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PSAM.COM
Rdap Domain Creation Date
2002-10-07T20:09:47Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001459530
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2009-03-11
Edgar Last Filing Date
2026-02-27
Edgar Form D Count
18
Edgar Form D Offerings
2026-02-272026-02-27 · 0000902664-26-001336
2025-02-282025-02-28 · 0000902664-25-001273

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley21
Jpmorgan4
E*trade4
Raymond James2
Edgar Addresses
Mailing
C/O HAWKSFORD GOVERNANCE SERVICES LTD.ONE CAPITAL PL, 3RD FL, 136 SHEDDEN RDGEORGE TOWN, GRAND CAYMANCayman Islands
Business
C/O HAWKSFORD GOVERNANCE SERVICES LTD.ONE CAPITAL PL, 3RD FL, 136 SHEDDEN RDGEORGE TOWN, GRAND CAYMANCayman Islands
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-02-27 · 0000902664-26-001336
D/A2025-02-28 · 0000902664-25-001273
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-07T20:09:47Z
Rdap Domain Last Changed
2023-09-25T19:45:33Z
Rdap Nameservers
Ns1.ecidns.netNs2.ecidns.netNs3.ecidns.netNs4.ecidns.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
414726
Trust Company Affiliate
Yes

People (5)

5
SCHOENFELD, PETER, MICHAEL
Direct Owner · 87.5%
414726
GREENWALD, CAROLINE,
Executive Officer · 2.5%
4526491
LERNER, ANNIE, NMN
Executive Officer · 2.5%
6470815
PAI, DHANANJAY, MOHAN
Executive Officer · 2.5%
1197822
VASSALLO, JOHN, MICHAEL
Executive Officer · 2.5%
2834090