SourcingSourcing

HUDOCK, INC.

C34
CRD 149255·SEC 801-70772·WILLIAMSPORT, PA
AUM
$1.00B
$1B+
Est. Revenue
$10.0M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$24.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HUDOCK, INC.
CRD
149255
SEC file #
801-70772
EIN
842253318
DBA names
Hudock Capital Group

Economics

AUM
$1.00B
AUM band
$1B+
AUM trajectory
'20'26
$454.1M → $1.00B▲ +121%
Client mix
Individuals Other612
Individuals High Net Worth264
Charitable Organizations39
Corporations6

Operations

Employees (total)
15
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
7 advisors → 7 advisors▬ 0%
Primary office
WILLIAMSPORT PA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
facebook.com/hudockcapitalgroup(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUDOCK, INC. EMPLOYEE STOCK
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
HUDOCK, INC. EMPLOYEE STOCK
DIEFFENDERFER, WAYNE, LEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
18
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001543536
Edgar Registered
Yes
Edgar Filing Count
57
Edgar First Filing Date
2013-02-14
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
55
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001172661-26-001770
Edgar Former Names
Hudock Capital Group, LLC
Hudock Moyer Wealth Resources, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Pershing4
E*trade4
Fidelity2
Edgar Addresses
Mailing
400 MARKET STREETSUITE 200WILLIAMSPORT, PA 17701
Business
400 MARKET STREETSUITE 200WILLIAMSPORT, PA 17701
Edgar EIN
842253318
Edgar Recent Filings
13F-HR2026-05-13 · 0001172661-26-001770
13F-HR2026-02-12 · 0001172661-26-000648
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (9)

9
DIEFFENDERFER, WAYNE, LEY
IAR · Executive Officer · 2.5%
3182865
HUDOCK, BARBARA, BENNER
IAR · Executive Officer · 2.5%
1023038
HUDOCK, MICHAEL, JOSEPH
IAR · Executive Officer · 2.5%
4624965
AMANDA M PHILLIPS
IAR
5908838
CHRISTINA JEAN CLINE
IAR
5655148
Amber Lynn Pennycoff
IAR
7175161
JOSHUA CHARLES YODER
IAR
7131900
JOHN DAVID KOLB
IAR
5868760
SHELLEY SUE WHITNACK
IAR
3095445