SourcingSourcing

LOOP CAPITAL ASSET MANAGEMENT - TCH LLC

C30
CRD 149280·SEC 801-69873·MIAMI, FL
AUM
$10.81B
$1B+
Est. Revenue
$108.1M
@ 1% on AUM
Est. EBITDA
$32.4M
@ 30% margin
Est. Deal Value
$259.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LOOP CAPITAL ASSET MANAGEMENT - TCH LLC
CRD
149280
SEC file #
801-69873
EIN
320594954
DBA names
Loop Capital Asset Management

Economics

AUM
$10.81B
AUM band
$1B+
AUM trajectory
'20'26
$10.60B → $10.81B▲ +2%
Client mix
Pension Profit Sharing Plans31
State Or Municipal Govt18
Other Investment Advisers16
Corporations14
Pooled Investment Vehicles4

Operations

Employees (total)
23
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
'20'26
13 advisors → 18 advisors▲ +38%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
loopcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOOP CAPITAL ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
LOOP CAPITAL ASSET MANAGEMENT
KIMBALL, SCOTT, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LOOPCAPITAL.COM
Rdap Domain Creation Date
2009-01-15T15:02:59Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001790323
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2019-10-08
Edgar Last Filing Date
2026-04-29
Edgar Form D Count
8
Edgar Form D Offerings
2026-04-292026-04-29 · 0001790323-26-000001
2025-07-172025-07-17 · 0001790323-25-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
State Street15
E*trade4
Edgar Addresses
Mailing
C/O GLOBAL TRUST COMPANY12 GILL STREET, SUITE 2600WOBURN, MA 01801
Business
C/O GLOBAL TRUST COMPANY12 GILL STREET, SUITE 2600WOBURN, MA 01801
Edgar EIN
320594954
Edgar Recent Filings
D/A2026-04-29 · 0001790323-26-000001
D/A2025-07-17 · 0001790323-25-000003
Fee Schedule
Bracket Vi39
Bracket Iii28
Bracket Xii28
Bracket Vii2
Bracket Xi2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-01-15T15:02:59Z
Rdap Domain Last Changed
2019-12-17T21:53:08Z
Rdap Nameservers
Ns1.verio.comNs2.verio.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
KIMBALL, SCOTT, M
Executive Officer · 2.5%
4637198
PHILLIPS, ADAM, MICHAEL
Executive Officer · 2.5%
4212344
REYNOLDS, JAMES
Executive Officer · 2.5%
1162337
BERKELEY, STEPHEN, SIDNEY
Executive Officer · 2.5%
5616433
LUPKIN, IRA, ADAM
Executive Officer · 2.5%
4463446
JACKSON RYAN SMITH
IAR
6478896
Richard Thaddeus Deary
IAR
6388981