STRATEGAS SECURITIES, LLC

CRD

149326

SEC file #

801-116875

EIN

852176821

DBA names

Strategas Securities, Llc Dba Strategas Research Partners

Economics

AUM

AUM band

<$25M

AUM trajectory

—

Client mix

Other Investment Advisers	414
Banking Institutions	26
Pooled Investment Vehicles	19
State Or Municipal Govt	9
Charitable Organizations	7

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 12 advisors

'21 · 31 advisors

'22 · 30 advisors

'23 · 29 advisors

'25 · 15 advisors

'26 · 15 advisors

'20'26

12 advisors → 15 advisors▲ +25%

sec adv history

Primary office

NEW YORK NY

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Other Advisory Services

Fee basis

Fixed feesOther Compensation

Filings

Latest ADV filing

03/31/2026

linkedin.com/company/strategas(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

BAIRD FINANCIAL CORPORATION

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

BAIRD FINANCIAL CORPORATION

BOHNSACK, NICHOLAS GREGORY

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

36,010

Form 5500 Compensation Trajectory 3y

2025

36,010

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

36,010

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001822060

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2020-08-21

Edgar Last Filing Date

2020-08-21

Edgar Form D Count

Edgar Form D Offerings

2020-08-212020-08-21 · 0001822060-20-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

100 WILSHIRE BLVDSUITE 1270SANTA MONICA, CA 90401

Business

100 WILSHIRE BLVDSUITE 1270SANTA MONICA, CA 90401

Edgar EIN

852176821

Edgar Recent Filings

D2020-08-21 · 0001822060-20-000001

Firm Has Custody

Mailing Office Differs

Trust Company Affiliate

Yes

People (52)

GABAY, EILEEN MARGARET

5602349

TRENNERT, JASON RICHARD

BOHNSACK, NICHOLAS GREGORY

2079457

4571796

ANTHONY, DANNELL WAYNE

7038021

RISSMILLER, DONALD JAMES

5227351

LOGUE, SOFIA