SourcingSourcing

DICCIANNI FINANCIAL GROUP, INC.

C47
CRD 149332·SEC 801-133763·EAST NORRITON, PA
AUM
$128.8M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$386K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DICCIANNI FINANCIAL GROUP, INC.
CRD
149332
SEC file #
801-133763
EIN
—
DBA names
—

Economics

AUM
$128.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$111.2M → $128.8M▲ +16%
Client mix
Individuals Other272
Individuals High Net Worth44
Pension Profit Sharing Plans5

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
EAST NORRITON PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
dfgpa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DICCIANNI, CYNTHIA, DEMETRIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DICCIANNI, CYNTHIA, DEMETRIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DFGPA.COM
Rdap Domain Creation Date
2009-09-18T16:06:02Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-18T16:06:02Z
Rdap Domain Last Changed
2024-09-19T18:01:46Z
Rdap Nameservers
Ines.ns.cloudflare.comKen.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3160122
Trust Company Affiliate
No

People (2)

2
DICCIANNI, CYNTHIA, DEMETRIS
IAR · Direct Owner · 87.5%
3160122
Luc Lawson
IAR
7224475