SourcingSourcing

COOK & BYNUM CAPITAL MANAGEMENT, LLC

C40
CRD 149454·SEC 801-69930·BIRMINGHAM, AL
AUM
$359.8M
$100M-$500M
Est. Revenue
$3.6M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COOK & BYNUM CAPITAL MANAGEMENT, LLC
CRD
149454
SEC file #
801-69930
EIN
208030717
DBA names
—

Economics

AUM
$359.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$311.2M → $359.8M▲ +16%
Client mix
Pooled Investment Vehicles3
Individuals High Net Worth1
Investment Companies1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
cookandbynum.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COOK, RICHARD, POELLNITZ
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COOK, RICHARD, POELLNITZ
PRIDGEN, AMANDA, STEWART
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COOKANDBYNUM.COM
Rdap Domain Creation Date
2001-04-23T15:43:40Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Launchpad.com Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001542280
Edgar Registered
Yes
Edgar Filing Count
60
Edgar First Filing Date
2012-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
58
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001999371-26-010909

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing12
E*trade4
Edgar Addresses
Mailing
2830 CAHABA ROADBIRMINGHAM, AL 35223
Business
2830 CAHABA ROADBIRMINGHAM, AL 35223
Edgar EIN
208030717
Edgar Recent Filings
13F-HR2026-05-15 · 0001999371-26-010909
13F-HR2026-02-17 · 0001999371-26-003467
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-23T15:43:40Z
Rdap Domain Last Changed
2026-04-08T07:44:14Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4445037
Trust Company Affiliate
No

People (2)

2
COOK, RICHARD, POELLNITZ
Direct Owner · 87.5%
4445037
PRIDGEN, AMANDA, STEWART
Executive Officer · 2.5%
7244290