SourcingSourcing

HAVEN CAPITAL GROUP, INC.

A72
CRD 149641·SEC 801-130171·WESTLAKE VILLAGE, CA
AUM
$143.9M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$432K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HAVEN CAPITAL GROUP, INC.
CRD
149641
SEC file #
801-130171
EIN
900495948
DBA names
Haven Capital Group

Economics

AUM
$143.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$142.4M → $143.9M▲ +1%
Client mix
Individuals High Net Worth82
Individuals Other36

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
WESTLAKE VILLAGE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
havencapitalgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HORTON, KRISTIN, WYMAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HORTON, KRISTIN, WYMAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HAVENCAPITALGROUP.COM
Rdap Domain Creation Date
2009-01-09T09:28:32Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055804
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-10
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001754960-26-000279

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
P.O. BOX 3610CAMARILLO, CA 93011-3610
Business
2625 TOWNSGATE RDSTE 330WESTLAKE VILLAGE, CA 91361
Edgar EIN
900495948
Edgar Recent Filings
13F-HR2026-04-20 · 0001754960-26-000279
13F-HR2026-01-15 · 0001754960-26-000065
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-01-09T09:28:32Z
Rdap Domain Last Changed
2026-01-10T17:59:32Z
Rdap Nameservers
Ns53.worldnic.comNs54.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1987375
Trust Company Affiliate
No

People (1)

1
HORTON, KRISTIN, WYMAN
IAR · Direct Owner · 87.5%
1987375