SourcingSourcing

NEXPOINT ASSET MANAGEMENT, L.P.

C40
CRD 149653·SEC 801-69968·DALLAS, TX
AUM
$2.76B
$1B+
Est. Revenue
$27.6M
@ 1% on AUM
Est. EBITDA
$8.3M
@ 30% margin
Est. Deal Value
$66.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEXPOINT ASSET MANAGEMENT, L.P.
CRD
149653
SEC file #
801-69968
EIN
264245035
DBA names
—

Economics

AUM
$2.76B
AUM band
$1B+
AUM trajectory
'20'26
$3.39B → $2.76B▼ -18%
Client mix
Investment Companies5

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
14 advisors → 6 advisors▼ -57%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
nexpointassetmgmt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HIGHLAND CAPITAL MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
HIGHLAND CAPITAL MANAGEMENT
OKADA FAMILY REVOCABLE TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEXPOINTASSETMGMT.COM
Rdap Domain Creation Date
2022-06-22T14:30:38Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001469877
Edgar Registered
Yes
Edgar Filing Count
105
Edgar First Filing Date
2009-08-07
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002394
Edgar Former Names
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
Pyxis Capital, L.P. /DE

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
300 CRESCENT COURTSUITE 700DALLAS, TX 75201
Business
300 CRESCENT COURTSUITE 700DALLAS, TX 75201
Edgar EIN
264245035
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002394
13F-HR2026-02-17 · 0001172661-26-001203
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-22T14:30:38Z
Rdap Domain Last Changed
2026-05-18T14:33:56Z
Rdap Nameservers
Ns-1078.awsdns-06.orgNs-1681.awsdns-18.co.ukNs-184.awsdns-23.comNs-974.awsdns-57.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
Yes

People (5)

5
DUSTIN DAVID NORRIS
Executive Officer · 2.5%
6624477
WATERHOUSE, FRANK, GEORGE
Executive Officer · 2.5%
2960256
Mabry, William, Murphy
Executive Officer · 2.5%
7432092
Vitiello, Stephanie, Lynn
Executive Officer · 2.5%
7432113
DONDERO, JAMES, DAVID
IAR
2477893