SourcingSourcing

WHITE OAK GLOBAL ADVISORS, LLC

C39
CRD 149659·SEC 801-70433·SAN FRANCISCO, CA
AUM
$5.11B
$1B+
Est. Revenue
$51.1M
@ 1% on AUM
Est. EBITDA
$15.3M
@ 30% margin
Est. Deal Value
$122.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WHITE OAK GLOBAL ADVISORS, LLC
CRD
149659
SEC file #
801-70433
EIN
472246488
DBA names
—

Economics

AUM
$5.11B
AUM band
$1B+
AUM trajectory
'20'26
$5.49B → $5.11B▼ -7%
Client mix
Pooled Investment Vehicles55

Operations

Employees (total)
58
Advisory staff (per ADV)
32
Advisory staff (5-yr trend)
'20'26
34 advisors → 32 advisors▼ -6%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
whiteoaksf.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WHITE OAK FINANCIAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
WHITE OAK FINANCIAL, LLC
HAKKAK, ANDRE, AMIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WHITEOAKSF.COM
Rdap Domain Creation Date
2007-05-22T22:31:03Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Participants
601
Form 5500 Total Compensation
1,950,899
Form 5500 Compensation Trajectory 3y
20251,910,663
202640,236
20240
Form 5500 Plan Count Trajectory 3y
20242
20252
20261
Schedule C Total Compensation
1,950,899
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Cik
0001626393
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2014-12-04
Edgar Last Filing Date
2024-10-07
Edgar Form D Count
1
Edgar Form D Offerings
2014-12-042014-12-04 · 0000897069-14-000486

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan64
Northern Trust6
Bny Mellon4
E*trade4
State Street3
Edgar Addresses
Mailing
C/O WHITE OAK GLOBAL ADVISORS, LLC3 EMBARCADERO CENTER, SUITE 550SAN FRANCISCO, CA 94111
Business
C/O WHITE OAK GLOBAL ADVISORS, LLC3 EMBARCADERO CENTER, SUITE 550SAN FRANCISCO, CA 94111
Edgar EIN
472246488
Edgar Recent Filings
40-APP/A2024-10-07 · 0001193125-24-233902
40-APP/A2024-05-07 · 0001193125-24-132781
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-22T22:31:03Z
Rdap Domain Last Changed
2024-05-23T18:18:24Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
ANDRE AMIN HAKKAK
Executive Officer · 2.5%
2198641
LEMIEUX, ERIC
Executive Officer · 2.5%
8189144
DARIUS JOSEPH MOZAFFARIAN
Executive Officer · 2.5%
5007620
Rha, Won, Kyoung
Executive Officer · 2.5%
6850240