SourcingSourcing

AETHER INVESTMENT PARTNERS, LLC

B53
CRD 149742·SEC 801-70573·LITTLETON, CO
AUM
$1.14B
$1B+
Est. Revenue
$11.4M
@ 1% on AUM
Est. EBITDA
$3.4M
@ 30% margin
Est. Deal Value
$27.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AETHER INVESTMENT PARTNERS, LLC
CRD
149742
SEC file #
801-70573
EIN
—
DBA names
—

Economics

AUM
$1.14B
AUM band
$1B+
AUM trajectory
'20'26
$1.45B → $1.14B▼ -21%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
9 advisors → 2 advisors▼ -78%
Primary office
LITTLETON CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
linkedin.com/company/aether-investment-partners-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOODRICH, SEAN, ARTHUR
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GOODRICH, SEAN, ARTHUR
SCHELL, TROY, RUSSELL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
13
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2770569
Trust Company Affiliate
No

People (3)

3
GOODRICH, SEAN, ARTHUR
Direct Owner · 62.5%
2770569
SCHELL, TROY, RUSSELL
Direct Owner · 62.5%
2637847
FEDERER, KRISTEN, LEIGH
Executive Officer · 2.5%
6561270