SourcingSourcing

HMS CAPITAL MANAGEMENT, LLC

C49
CRD 149764·SEC 801-78569·NASHVILLE, TN
AUM
$281.9M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$846K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HMS CAPITAL MANAGEMENT, LLC
CRD
149764
SEC file #
801-78569
EIN
264487764
DBA names
Hms Investment Advisors

Economics

AUM
$281.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$191.0M → $281.9M▲ +48%
Client mix
Individuals Other90
Individuals High Net Worth63
Charitable Organizations6
Corporations2
Other Investment Advisers1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
hmscm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRISENDINE, DANA, MOORE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BRISENDINE, DANA, MOORE
ROBINSON, ANGELA, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HMSCM.COM
Rdap Domain Creation Date
2009-02-06T05:39:40Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001689470
Edgar Registered
Yes
Edgar Filing Count
41
Edgar First Filing Date
2016-11-09
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
39
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001689470-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1324
Soi Zip Pct 200k Plus
0.0239
Soi Zip Returns 200k Plus
170
Soi Zip Total AGI
393,697
Fdic Zip Total Deposits
2,372,228,000
Fdic Zip Branch Count
91
Fdic Zip Top Banks
Bank of America, National Association
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
5130 ASHLAND CITY HWYNASHVILLE, TN 37218
Business
5130 ASHLAND CITY HWYNASHVILLE, TN 37218
Edgar EIN
264487764
Edgar Recent Filings
13F-HR2026-04-22 · 0001689470-26-000002
13F-HR2026-01-16 · 0001689470-26-000001
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationBordeaux, TN
First American National BankNashville, TN
Fdic Zip HHI
3172.19
Fdic Zip Top Bank Share Pct
43.86
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-06T05:39:40Z
Rdap Domain Last Changed
2024-11-22T21:38:56Z
Rdap Nameservers
Ns5.worldnic.comNs6.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,155
Returns2,340
Stub 2
AGI74,417
Returns2,010
Stub 3
AGI72,985
Returns1,190
Soi Zip Total Business Income
17,933
Soi Zip Total Cap Gains
11,187
Soi Zip Total Dividends
2022
Soi Zip Total Returns
7,100
Top Owner CRD
2360831
Trust Company Affiliate
No

People (6)

6
STADLER, GEORGE, BULLARD
IAR · Direct Owner · 37.5%
1228418
ROBINSON, ANGELA, M
IAR · Direct Owner · 37.5%
5277632
BRISENDINE, DANA, MOORE
IAR · Direct Owner · 37.5%
2360831
Bryan Fastenau
IAR
6937531
PORTIA H. WELLS
IAR
4843365
PHILIP PATRICK THOMAS
IAR
1158925