SourcingSourcing

PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC

B57
CRD 149889·SEC 801-108507·HENDERSON, NC
AUM
$162.8M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$488K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
CRD
149889
SEC file #
801-108507
EIN
—
DBA names
Maple Money Management LlcPwm Of NcPrivate Wealth Management Of North Carolina Llc

Economics

AUM
$162.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$103.4M → $162.8M▲ +57%
Client mix
Individuals Other232
Individuals High Net Worth35
Charitable Organizations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
HENDERSON NC
Branches
Count7

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
linkedin.com/company/private-wealth-management-of-nc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FALKNER, TONEY, OTIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FALKNER, TONEY, OTIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:privateof.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0714
Soi Zip Pct 200k Plus
0.019
Soi Zip Returns 200k Plus
130
Soi Zip Total AGI
306,772
Fdic Zip Total Deposits
13,049,380,000
Fdic Zip Branch Count
289
Fdic Zip Top Banks
Branch Banking and Trust Company
First-Citizens Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyHenderson, NC
First Republic Savings Bank FSBHenderson, NC
Fdic Zip HHI
1188.79
Fdic Zip Top Bank Share Pct
22.57
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI40,834
Returns3,000
Stub 2
AGI80,794
Returns2,250
Stub 3
AGI49,866
Returns820
Soi Zip Total Business Income
9,858
Soi Zip Total Cap Gains
16,119
Soi Zip Total Dividends
6,175
Soi Zip Total Returns
6,860
Top Owner CRD
2820826
Trust Company Affiliate
No

People (3)

3
FALKNER, TONEY, OTIS
IAR · Direct Owner · 87.5%
2820826
MATTHEW BRIEN WOODLIEF
IAR
6009149
RICHARD ALTLAND SPEERS
IAR
3193075