SourcingSourcing

LMCG INVESTMENTS, LLC

C43
CRD 149936·SEC 801-70357·BOSTON, MA
AUM
$6.83B
$1B+
Est. Revenue
$68.3M
@ 1% on AUM
Est. EBITDA
$20.5M
@ 30% margin
Est. Deal Value
$164.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LMCG INVESTMENTS, LLC
CRD
149936
SEC file #
801-70357
EIN
000000000
DBA names
—

Economics

AUM
$6.83B
AUM band
$1B+
AUM trajectory
'20'26
$6.99B → $6.83B▼ -2%
Client mix
Individuals High Net Worth725
Individuals Other168
Charitable Organizations37
Corporations24
Other Investment Advisers7

Operations

Employees (total)
46
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
27 advisors → 16 advisors▼ -41%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/09/2026
ADV-W filed at
—
Website
linkedin.com/company/lmcginvestments(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SWAN, KENNETH, LESLIE
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
15
Control Persons
SWAN, KENNETH, LESLIE
TEMPERANCE WEALTH PARTNERS LP
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:lmcg.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
19
Form 5500 Total Compensation
598,723
Form 5500 Compensation Trajectory 3y
2025598,723
Form 5500 Plan Count Trajectory 3y
202519
Schedule C Total Compensation
598,723
Schedule C Service Provider Rows
19

SEC EDGAR

Edgar Cik
0001580743
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2013-07-03
Edgar Last Filing Date
2026-03-13
Edgar Form D Count
14
Edgar Form D Offerings
2026-03-132026-03-13 · 0001652684-26-000003
2025-05-092025-05-09 · 0001652684-25-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
Bny Mellon6
Fidelity4
E*trade4
Interactive Brokers1
Edgar Addresses
Mailing
C/O LMCG INVESTMENTS, LLC; ONE BOSTON PL201 WASHINGTON STREET, 29TH FLOORBOSTON, MA 02108
Business
C/O LMCG INVESTMENTS, LLC; ONE BOSTON PL201 WASHINGTON STREET, 29TH FLOORBOSTON, MA 02108
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-03-13 · 0001652684-26-000003
D/A2025-05-09 · 0001652684-25-000005
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4875165
Trust Company Affiliate
No

People (21)

21
SWAN, KENNETH, LESLIE
Direct Owner · 17.5%
4875165
JAEGER, NAN-MARIE
IAR · Direct Owner · 7.5%
845057
LAYTON, JOHN, RODNEY
IAR · Direct Owner · 7.5%
2562597
GANONG, RICHARD, JOSEPH
Direct Owner · 7.5%
1760036
TOWER, III, JOSEPH F
Direct Owner · 7.5%
2489335
WEEKS, DAVID, LAWRENCE
Direct Owner · 7.5%
3254503
ECKNER, ANDREAS
Direct Owner · 7.5%
5398838
HOREL, GUILLAUME
Direct Owner · 7.5%
5175849
KUMAR, AJIT
Direct Owner · 7.5%
4046866
TSUI, EDWIN, YU ON
Direct Owner · 7.5%
4900486
DESPOTOPULOS, JOHN, DANIEL
Executive Officer · 2.5%
2470200
SELTZER, JASON, ADAM
Executive Officer · 2.5%
2515327
PRICE, EDMUND, H
Executive Officer · 2.5%
5225964
REGAN, BROOKE, A.
Executive Officer · 2.5%
8251747
JAMES B. GRIBBELL
IAR
2171060
MATTHEW SCOTT GULESERIAN
IAR
5615898
CHRISTOPHER JAMES SABO
IAR
4968271
SCOTT MICHAEL MACDONALD
IAR
5735426
MELANIE STEARNS KARLBERG
IAR
2939587
Lars Cianciolo
IAR
6952534
SCOTT ANDREW GILLESPIE
IAR
6319566