SourcingSourcing

ESSEX PRIVATE WEALTH MANAGEMENT LLC

B61
CRD 149991·SEC 801-108702·TOPSFIELD, MA
AUM
$330.5M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$992K
@ 30% margin
Est. Deal Value
$7.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ESSEX PRIVATE WEALTH MANAGEMENT LLC
CRD
149991
SEC file #
801-108702
EIN
264471994
DBA names
—

Economics

AUM
$330.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$338.3M → $330.5M▼ -2%
Client mix
Individuals Other120
Individuals High Net Worth96

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
TOPSFIELD MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
huntwicke.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUNTWICKE CAPITAL GROUP INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
HUNTWICKE CAPITAL GROUP INC.
WOODLAND, BRIAN, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HUNTWICKE.COM
Rdap Domain Creation Date
2016-03-17T16:55:41Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
15,018
Form 5500 Compensation Trajectory 3y
202515,018
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
15,018
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001803087
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2020-02-13
Edgar Last Filing Date
2024-10-24
Edgar 13f Count
20
Edgar 13f Latest AUM Estimate
Filing Date2024-10-24
Accession0001951757-24-001113

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5449
Soi Zip Pct 200k Plus
0.3077
Soi Zip Returns 200k Plus
960
Soi Zip Total AGI
708,838
Census Median Hh Income
162,734
Census High Income Households
870
Census Median Age
43.4
Census Pop 65 66 Total
198
Census Total Households
2,217
Fdic Zip Total Deposits
7,493,211,000
Fdic Zip Branch Count
113
Fdic Zip Top Banks
TD Bank, National Association
Institution for Savings in Newburyport and Its Vicinity

Compliance & brand

Firm Registration Status
active

All other collected signals (30)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Census Bachelors Plus Count
1,676
Census Median Home Value
732,700
Census Unemployed Count
155
Census Zip
01983
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
7 GROVE STREETTOPSFIELD, MA 01983
Business
7 GROVE STREETTOPSFIELD, MA 01983
Edgar EIN
264471994
Edgar Recent Filings
13F-HR2024-10-24 · 0001951757-24-001113
N-PX2024-08-20 · 0001951757-24-000820
Fdic Zip Branches Raw
The Beverly National BankTopsfield, MA
Fleet Bank of Massachusetts, National AssociationTopsfield, MA
Fdic Zip HHI
1816.72
Fdic Zip Top Bank Share Pct
35.05
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-17T16:55:41Z
Rdap Domain Last Changed
2026-03-18T18:33:01Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,878
Returns630
Stub 2
AGI11,444
Returns310
Stub 3
AGI16,356
Returns260
Soi Zip Total Business Income
21,983
Soi Zip Total Cap Gains
104,286
Soi Zip Total Dividends
29,059
Soi Zip Total Returns
3,120
Trust Company Affiliate
No

People (4)

4
WOODLAND, BRIAN, ANDREW
IAR · Executive Officer · 2.5%
2263508
MULHOLLAND, PETER, EARL
IAR · Executive Officer · 2.5%
2213796
JAMES DAVID BAGA
IAR
1691122
Victor Kester, Jr.
IAR
5899814