SourcingSourcing

LAIDLAW WEALTH MANAGEMENT LLC

B59
CRD 150040·SEC 801-112592·NEW YORK, NY
AUM
$108.1M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$324K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAIDLAW WEALTH MANAGEMENT LLC
CRD
150040
SEC file #
801-112592
EIN
262822137
DBA names
—

Economics

AUM
$108.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$107.1M → $108.1M▲ +1%
Client mix
Individuals Other73
Individuals High Net Worth27
Other18
Corporations5

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
2 advisors → 5 advisors▲ +150%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
laidlawwealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAIDLAW HOLDINGS, LTD
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
4
Control Persons
LAIDLAW HOLDINGS, LTD
SHTAYNBERGER, ALEX
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LAIDLAWWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2019-06-06T12:59:35Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001800608
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2020-02-14
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001800608-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
521 5TH AVENUE, 12TH FLOORNEW YORK CITY, NY 10175
Business
521 5TH AVENUE, 12TH FLOORNEW YORK CITY, NY 10175
Edgar EIN
262822137
Edgar Recent Filings
13F-HR2026-05-06 · 0001800608-26-000002
13F-HR2026-02-17 · 0001800608-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-06T12:59:35Z
Rdap Domain Last Changed
2024-06-07T14:48:15Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (8)

8
SHTAYNBERGER, ALEX
IAR · Executive Officer · 2.5%
2077298
TESEI, JOHN, PAYSON
Executive Officer · 2.5%
5504936
Arthur Jarrod DaPonte
Executive Officer · 2.5%
7801577
HENRY OLIVER MCCORMACK
IAR
5709677
HENRIQUE DAVID LUCENA
IAR
5605196
SACHIN KUMAR
IAR
5295758
Mathew Telly Moschovas
IAR
6607881
MATTHEW TERRY PARKER
IAR
2762117