SourcingSourcing

MONTE FINANCIAL GROUP, LLC

B51
CRD 150119·SEC 801-70207·GUILFORD, CT
AUM
$482.4M
$100M-$500M
Est. Revenue
$4.8M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MONTE FINANCIAL GROUP, LLC
CRD
150119
SEC file #
801-70207
EIN
270400941
DBA names
—

Economics

AUM
$482.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$228.3M → $482.4M▲ +111%
Client mix
Individuals Other309
Individuals High Net Worth125

Operations

Employees (total)
12
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
4 advisors → 7 advisors▲ +75%
Primary office
GUILFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
facebook.com/montefinancialgroup(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MONTE, ROBERT, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MONTE, ROBERT, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:monte.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001755651
Edgar Registered
Yes
Edgar Filing Count
37
Edgar First Filing Date
2018-10-16
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
35
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001951757-26-000859

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
30 LONG HILL ROADGUILFORD, CT 06437
Business
30 LONG HILL ROADGUILFORD, CT 06437
Edgar EIN
270400941
Edgar Recent Filings
13F-HR2026-05-14 · 0001951757-26-000859
13F-HR2026-01-22 · 0001951757-26-000274
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1259890
Trust Company Affiliate
No

People (6)

6
MONTE, ROBERT, JOHN
IAR · Direct Owner · 87.5%
1259890
CAMERON JAMES DAVIGNON
IAR
7254263
Benjamin Thomas Monte
IAR
7274760
ALEXANDER ROBERT MONTE
IAR
6351502
WILLIAM HOWARD LEETE
IAR
2400776
Noah B Lifgren
IAR
7976335