ALPHA WEALTH FUNDS, LLC

C42
CRD 150231·SEC 801-132551·PARK CITY, UT
AUM
$214.1M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$642K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALPHA WEALTH FUNDS, LLC
CRD
150231
SEC file #
801-132551
EIN
271709929
DBA names

Economics

AUM
$214.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$190.0M → $214.1M▲ +13%
Client mix
Individuals Other197
Individuals High Net Worth77
Other23
Pooled Investment Vehicles4
Charitable Organizations1

Operations

Employees (total)
9
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
7 advisors → 9 advisors▲ +29%
Primary office
PARK CITY UT
Branches

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesSubscription feesCommissions

Filings

Latest ADV filing
03/09/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THOMAS, CHASE, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
THOMAS, CHASE, RICHARD
SPENCER, AIMEE, JACKSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEINSIDERSFUND.COM
Rdap Domain Creation Date
2017-05-25T00:28:42Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002059327
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-03-07
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0002059327-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Interactive Brokers14
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1887 GOLD DUST LANE, SUITE 203APARK CITY, UT 84060
Business
1887 GOLD DUST LANE, SUITE 203APARK CITY, UT 84060
Edgar EIN
271709929
Edgar Recent Filings
13F-HR2026-05-14 · 0002059327-26-000002
13F-HR2026-02-02 · 0002059327-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-05-25T00:28:42Z
Rdap Domain Last Changed
2026-04-25T01:17:12Z
Rdap Nameservers
Ns43.worldnic.comNs44.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6086393
Trust Company Affiliate
No