IRONVIEW CAPITAL MANAGEMENT, LLC

CRD

150250

SEC file #

801-78950

EIN

000000000

DBA names

—

Economics

AUM

$1.39B

AUM band

$1B+

AUM trajectory

'20 · $914.0M

'21 · $1.27B

'22 · $567.9M

'23 · $764.9M

'25 · $1.15B

'26 · $1.39B

'20'26

$914.0M → $1.39B▲ +53%

sec adv history

Client mix

Individuals High Net Worth	307
Individuals Other	79
Pension Profit Sharing Plans	58
Pooled Investment Vehicles	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 17 advisors

'21 · 17 advisors

'22 · 8 advisors

'23 · 8 advisors

'25 · 9 advisors

'26 · 9 advisors

'20'26

17 advisors → 9 advisors▼ -47%

sec adv history

Primary office

CONSHOHOCKEN PA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

ironview.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

IRONVIEW FLA LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

IRONVIEW FLA LLC

KOTHARI, RAHUL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

IRONVIEW.COM

Rdap Domain Creation Date

2005-02-07T00:31:13Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

125,270

Form 5500 Compensation Trajectory 3y

2025

125,270

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

125,270

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001849524

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2021-03-12

Edgar Last Filing Date

2021-03-12

Edgar Form D Count

Edgar Form D Offerings

2021-03-122021-03-12 · 0001849524-21-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

444 BRICKELL AVENUESUITE 428MIAMI, FL 33131

Business

444 BRICKELL AVENUESUITE 428MIAMI, FL 33131

Edgar EIN

000000000

Edgar Recent Filings

D2021-03-12 · 0001849524-21-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-02-07T00:31:13Z

Rdap Domain Last Changed

2026-02-07T15:00:56Z

Rdap Nameservers

Ns2.wixdns.netNs3.wixdns.net

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate