SourcingSourcing

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

B53
CRD 150266·SEC 801-123592·STATESVILLE, NC
AUM
$136.2M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$408K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
CRD
150266
SEC file #
801-123592
EIN
—
DBA names
—

Economics

AUM
$136.2M
AUM band
$100M-$500M
AUM trajectory
'23'26
$117.7M → $136.2M▲ +16%
Client mix
Individuals Other41
Individuals High Net Worth19

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
STATESVILLE NC
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
prowealthmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STEVENSON, JOHN, GREGORY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
STEVENSON, JOHN, GREGORY
FLEMING, SHAWN, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PROWEALTHMGT.COM
Rdap Domain Creation Date
2007-10-02T18:10:10Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1512
Soi Zip Pct 200k Plus
0.0296
Soi Zip Returns 200k Plus
490
Soi Zip Total AGI
969,860
Fdic Zip Total Deposits
23,221,359,000
Fdic Zip Branch Count
373
Fdic Zip Top Banks
Branch Banking and Trust Company
First-Citizens Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyStatesville, NC
First-Citizens Bank & Trust CompanyStatesville, NC
Fdic Zip HHI
1020.47
Fdic Zip Top Bank Share Pct
23.69
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-02T18:10:10Z
Rdap Domain Last Changed
2025-08-08T19:08:23Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI68,954
Returns5,240
Stub 2
AGI175,575
Returns4,810
Stub 3
AGI156,623
Returns2,560
Soi Zip Total Business Income
30,286
Soi Zip Total Cap Gains
25,065
Soi Zip Total Dividends
11,958
Soi Zip Total Returns
16,530
Top Owner CRD
2478575
Trust Company Affiliate
No

People (2)

2
STEVENSON, JOHN, GREGORY
IAR · Direct Owner · 87.5%
2478575
FLEMING, SHAWN, MICHAEL
IAR · Executive Officer · 2.5%
5316725