SourcingSourcing

FIDUCIARY FIRST, LLC

C39
CRD 150330·SEC 801-72234·MAITLAND, FL
AUM
$2.46B
$1B+
Est. Revenue
$24.6M
@ 1% on AUM
Est. EBITDA
$7.4M
@ 30% margin
Est. Deal Value
$59.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIDUCIARY FIRST, LLC
CRD
150330
SEC file #
801-72234
EIN
—
DBA names
Fiduciary First

Economics

AUM
$2.46B
AUM band
$1B+
AUM trajectory
'20'26
$3.47B → $2.46B▼ -29%
Client mix
Pension Profit Sharing Plans27

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
2 advisors → 7 advisors▲ +250%
Primary office
MAITLAND FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WEALTHSPIRE RETIREMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
WEALTHSPIRE RETIREMENT, LLC
GOSS, MICHAEL, EDMOND
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
152,678
Form 5500 Compensation Trajectory 3y
2025152,678
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
152,678
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (10)

10
GOSS, MICHAEL, EDMOND
Executive Officer · 2.5%
2557044
HILZENRATH, ROBERT, JAY
Executive Officer · 2.5%
1869935
LAMENA, MICHAEL, ANTHONY
Executive Officer · 2.5%
2797064
MOO, VERONICA, EI CHUN
Executive Officer · 2.5%
5867442
NELSON, CARL, EDWARD
Executive Officer · 2.5%
2243802
SCHNEIDER, BRETT, RONALD
Executive Officer · 2.5%
5636953
SHAPIRO, JOEL, BARRY
Executive Officer · 2.5%
5104448
YU, BRIAN, J
Executive Officer · 2.5%
5325544
DOWLING, HANNAH, ROSE
Executive Officer · 2.5%
7745911
JAMIE ANN HAYES
IAR
4475056