SourcingSourcing

FRIEDENTHAL FINANCIAL, LLC

B52
CRD 150457·SEC 801-78622·MARLTON, NJ
AUM
$196.4M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$589K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRIEDENTHAL FINANCIAL, LLC
CRD
150457
SEC file #
801-78622
EIN
—
DBA names
—

Economics

AUM
$196.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$112.3M → $196.4M▲ +75%
Client mix
Individuals Other122
Individuals High Net Worth68
Pension Profit Sharing Plans4
Charitable Organizations1
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
6 advisors → 4 advisors▼ -33%
Primary office
MARLTON NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
facebook.com/friedenthalfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRIEDENTHAL, MARK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FRIEDENTHAL, MARK
WHEELER, FREDERIC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:friedenthal.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2661065
Trust Company Affiliate
No

People (4)

4
FRIEDENTHAL, MARK
IAR · Direct Owner · 87.5%
2661065
WHEELER, FREDERIC
IAR · Direct Owner · 17.5%
5679832
Soumyadeep Sinha
IAR
7942133
CLAUDIA ROSE SAIA
IAR
4671952